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Derivation

Structure of Monochromatic Plane Waves

D-165 Home PU-204 Threads waves · light · fields Depends on Electromagnetic Wave Equation in Vacuum
Statement

In a source-free, linear, homogeneous, isotropic, non-dispersive medium (vacuum unless stated), every monochromatic plane-wave solution of Maxwell's equations, E(r,t) = E0 ei(k·rωt) and B(r,t) = B0 ei(k·rωt), is strictly transverse: k·E = k·B = 0. The triad (E, B, k) is mutually orthogonal and right-handed, the two fields oscillate in phase, their amplitudes obey |E| = c|B|, and the complex vector E0 encodes the polarization state — linear, circular, or elliptical.

Why it matters

This is the structural skeleton of light. The wave equation alone tells you a disturbance propagates at speed c; it says nothing about how the fields point. Maxwell's equations, applied to the plane-wave ansatz, fix the geometry completely — and that geometry (transversality, orthogonality, the EB ratio) underlies polarizers, antennas, the Poynting flux, radiation pressure, and the photon's two helicity states.

It also explains a negative fact of enormous consequence: electromagnetic waves have no longitudinal component in free space. Sound has a longitudinal mode; light does not. That single constraint is why Polaroid sunglasses work, why radio dipoles have a preferred axis, and why a spin-1 photon has only two, not three, independent states.

Assumptions
Source-free region (ρ = 0, J = 0).If free charge or current is present, ∇·E ≠ 0 and ∇×B gains a μ0J term; the field acquires a longitudinal component and transversality fails locally (e.g. inside a plasma or conductor). A single sharp frequency ω and single wavevector k (monochromatic plane wave).Drop it and E is a Fourier superposition; each component still obeys the relations, but the total field need not be transverse to any one direction, and "the" polarization becomes time-dependent. Linear, homogeneous, isotropic, non-dispersive, lossless medium with real ε, μ.In an anisotropic crystal D = εE is a tensor relation, so D⊥k but E need not be; the wave splits into ordinary and extraordinary rays with different speeds (birefringence), and E acquires a small longitudinal part. Infinite plane wavefronts (idealized geometry).A real beam of finite transverse extent must, by ∇·E = 0, carry a longitudinal field component of order (λ/w) near the axis; strict transversality is the plane-wave limit w → ∞.
Derivation
1
E(r,t) = E0 ei(k·rωt),   B(r,t) = B0 ei(k·rωt)
Ansatz. Each Cartesian component solves the wave equation derived previously, so this is the general single-mode solution; E0, B0 are constant complex vectors. A
2
t → −iω,   ∇ → ik
For the plane-wave phase, each spatial derivative brings down a factor ik and the time derivative a factor −iω. This replaces every differential operator by algebra. A
3
∇·E = 0  ⟹  ik·E0 ei(⋯) = 0  ⟹  k·E = 0
Gauss's law in vacuum (ρ = 0) with the substitution of Step 2. The exponential never vanishes, so the bracket must. A
4
∇·B = 0  ⟹  k·B = 0
No-monopoles law, identical algebra. Steps 3–4 establish transversality: both fields lie in the plane perpendicular to k. A
5
∇×E = −∂tB  ⟹  ik×E = iωB
Faraday's law with Step 2 on both sides (∇× → ik×, ∂t → −iω, and the leading minus cancels). A
6
B = (k×E) / ω = (×E) / vp,   vp = ω/k
Divide Step 5 by iω. This fixes B from E: it is perpendicular to both k and E, and since k, ω are real, B carries the same complex phase as E — the fields are in phase. B
7
|B| = k|E| / ω = |E| / vp
Take magnitudes of Step 6 using kE, so |k×E| = k|E|. In vacuum vp = c, giving |E| = c|B|. B
8
∇×B = μ0ε0tE  ⟹  ik×B = −iωμ0ε0E
Ampère–Maxwell law in vacuum (J = 0). This is not independent information — it must be consistent with Step 6 for a non-trivial solution to exist. B
9
k×(k×E) = −ω2μ0ε0E  ⟹  −k2E = −ω2μ0ε0E
Substitute Step 6 (ωB = k×E) into Step 8 and expand with the BAC–CAB identity k×(k×E) = (k·E)kk2E, dropping k·E = 0 from Step 3. C
10
k2 = ω2μ0ε0  ⟹  vp = ω/k = 1/√(μ0ε0) = c
The consistency condition is exactly the dispersion relation; it confirms the phase speed and closes the system. All four equations are satisfied by the transverse triad. C
11
E0 = Ex + Ey ŷ,   Ex = axeiφxEy = ayeiφy
Choose k = k . Transversality (Step 3) confines E0 to the xy plane, so two complex numbers exhaust the freedom: two real amplitudes and two phases. B
12
E(z,t) = Re[E0ei(kzωt)] = axcos(ψ+φx) + aycos(ψ+φy)ŷ
Take the physical (real) part, with ψ = kzωt. The relative phase δ = φyφx and amplitude ratio ay/ax alone determine the tip's trajectory. B
13
δ = 0, π → linear;   ax=ay, δ=±π/2 → circular;   else → elliptical
Eliminating ψ between the two components of Step 12 gives a conic (an ellipse) traced by E in the transverse plane; the special phase/amplitude values degenerate it to a line or a circle. B
Result
k·E = k·B = 0,   B = (×E)/c,   |E| = c|B|,   E0 = ax + ayeiδŷ

Reading. A vacuum plane wave is transverse: E and B both lie in the wavefront, perpendicular to the propagation direction . They are mutually perpendicular, oscillate in step (same phase, peaking and vanishing together), and (E, B, ) forms a right-handed triad, so E×B points along — the direction of energy flow. Their magnitudes are locked at |E| = c|B|. All remaining freedom is the polarization, carried by the single complex phase δ and amplitude ratio.

Units check. [E] = V m−1 = kg·m·s−3·A−1; [c|B|] = (m s−1)(T) = (m s−1)(kg·s−2·A−1) = kg·m·s−3·A−1. The two sides match, confirming |E| = c|B| is dimensionally consistent. Likewise [k×E/ω] = (m−1·V·m−1)/(s−1) = V·s·m−2 = T = [B]. ✓

Limiting cases
  • Static limit (ω → 0, k → 0). From B = k×E/ω the ratio survives, but no propagating wave exists — recovers decoupled electrostatics/magnetostatics.
  • Circular polarization (ax = ay, δ = ±π/2). |E| is constant while its direction rotates at ω; carries definite spin angular momentum ±ℏ per photon (helicity states).
  • Linear polarization (δ = 0 or π). E oscillates along a fixed line; the ellipse collapses to a segment; equal superposition of the two circular states.
  • One amplitude zero (ay = 0). Pure -polarized wave; B along ŷ; the elementary textbook plane wave.
  • Medium with index n (vp = c/n). Structure is unchanged but |E| = vp|B| = (c/n)|B|, so B is larger for given E.
Breaks when
  • Inside a conductor or plasma. A finite conductivity σ (or bound-charge response below the plasma frequency) makes k complex and the fields no longer in phase; E leads B, |E| ≠ c|B|, and the wave is evanescent or attenuated. A longitudinal plasma oscillation (Langmuir mode) can even propagate — genuinely non-transverse.
  • Anisotropic (birefringent) media. With a dielectric tensor, only Dk is guaranteed; E tilts out of the wavefront (the extraordinary ray), the Poynting vector no longer parallels k, and the two polarizations travel at different speeds.
  • Bounded waveguides. Metallic boundary conditions force TE/TM modes with a genuine longitudinal E or B component and a cutoff frequency; the free-space transverse (TEM) mode cannot exist in a simply-connected hollow guide.
  • Near-field / finite beams. Within a wavelength of a source, or on the axis of a tightly focused Gaussian beam, ∇·E = 0 demands a longitudinal component of order (λ/w); strict transversality holds only in the far field / plane-wave limit.
Failure modes
  • Writing |E| = |B| in SI. Confuses Gaussian units (where E and B share dimensions) with SI. In SI |E| = c|B|, a factor of ~3×108.
  • Thinking E and B are 90° out of phase. False in a lossless medium — they peak together. The quarter-cycle lag is a near-field / conductor phenomenon, not a plane-wave one. (Also different from spatial perpendicularity.)
  • Treating polarization as a property of B. By convention polarization refers to the E vector's trajectory; B is fixed by E via B = ×E/c.
  • Getting the handedness of the triad wrong. The order is (E, B, ) right-handed, i.e. E×B. Swapping gives energy flowing backwards.
  • Assuming any two of "orthogonal / in phase / |E|=c|B|" imply the third. Each comes from a different Maxwell equation; all four equations are needed for the full structure.
  • Forgetting to drop k·E in the BAC–CAB step. Retaining it leaves a spurious longitudinal term and a wrong dispersion relation.
Discussion

The deep content of this derivation is that Maxwell's equations are not four independent constraints on the plane wave but a tightly interlocking set. Gauss's laws kill the longitudinal parts; Faraday's law then slaves B to E (fixing direction, phase, and magnitude in one stroke); and the Ampère–Maxwell law, rather than adding new geometry, merely demands self-consistency — and that consistency is precisely the dispersion relation ω = ck. The counting is elegant: E starts with three complex components (6 real numbers), transversality removes one (leaving 4), an overall phase and amplitude are conventional, and what remains — two numbers — is exactly the two-dimensional space of polarization states, the classical shadow of the photon's two helicities.

The right-handed triad (E, B, ) is not decoration: the Poynting vector S = E×B/μ0 points along , so energy flows in the propagation direction, and its time average = |E0|2/(2μ0c) uses the |E| = c|B| relation directly. Because E and B are in phase, this flux never reverses — a lossless wave carries a steady, unidirectional stream of energy and momentum, which is why light exerts radiation pressure p = /c.

Polarization is the physically richest part of the result. The complex amplitude E0 = ax + ayeiδŷ maps onto the surface of the Poincaré sphere: the equator is linear polarization at all angles, the poles are the two circular (helicity) states, and every other point is an ellipse. Superposition of the two circular states with a controllable relative phase is the basis of every wave plate, optical isolator, and circular dichroism measurement.

Viewed relativistically, transversality and the phase-lock are frame-independent statements about the field tensor Fμν: for a plane wave both Lorentz invariants vanish, E·B = 0 and E2c2B2 = 0. Because these are invariants, no observer can boost into a frame where E and B are non-perpendicular or where |E| ≠ c|B|; the null character of the wave is absolute. This is the classical seed of the photon's masslessness and its lightlike four-momentum kμkμ = 0.

Common misconceptions. (i) "E and B are perpendicular because one creates the other 90° later." No — spatial perpendicularity (a geometric fact from ∇×) is distinct from temporal phase (they are in phase). (ii) "The wave needs a medium to be transverse." Transversality here is a vacuum property, following from ∇·E = 0, not from any elastic restoring force. (iii) "Unpolarized light has E=0 on average so it isn't transverse." Unpolarized light is a rapidly varying, incoherent mixture of transverse states; each instantaneous field is still transverse.

Worked examples
1
Find B from a given E. A vacuum wave has E = 300 cos(kzωt) V m−1, λ = 500 nm. Find B(z,t).
Propagation is +, E along ; use B = ×E/c. A
2
× = × = ŷ ⟹  B = (300/c) ŷ cos(kzωt)
Symbolic direction and amplitude fixed before numbers. A
3
B0 = 300 / (2.998×108) = 1.00×10−6 T
Insert c. A
B = 1.00 ŷ cos(kzωt) μT,   k = 2π/λ = 1.26×107 m−1

Reading. A 300 V m−1 optical field pairs with a mere 1 μT magnetic field — the factor c makes B feel tiny, yet they carry equal energy density (ε0E2/2 = B2/2μ0). B lies along ŷ, in phase with E.

Units check. V m−1 ÷ (m s−1) = V s m−2 = T. ✓

1
Identify the polarization state. E0 = E0( + iŷ), wave along + with phase (kzωt). Classify it and give the sense of rotation seen by a receiver.
Compare with ax + ayeiδŷ: here ax = ay = E0 and eiδ = i, so δ = +π/2. B
2
E(0,t) = Re[E0(+iŷ)e−iωt] = E0[cosωt + sinωt ŷ]
Take the real part at z = 0; equal amplitudes and 90° phase ⟹ constant |E| = E0, so circular. B
3
at ωt=0: E;  at ωt=π/2: Eŷ  ⟹  ŷ rotation
As t increases the tip turns from +x toward +y. A receiver looks back along − (wave coming at it). C
Circular polarization; left-circular (positive helicity) — E×B ∥ +, spin +ℏ per photon

Reading. Equal components with a +90° phase give a field of constant magnitude rotating at ω. Facing the incoming wave, the receiver sees counter-clockwise rotation — the optics convention for left-circular / positive helicity. The wave carries angular momentum +ℏ per photon.

Units check. Purely geometric (phases and unit vectors); |E| = E0 keeps units of V m−1 throughout. ✓

Problems
  1. A vacuum plane wave has B = 2.0×10−7 T amplitude. Find the amplitude of E and the time-averaged intensity .
    Solution E0 = cB0 = (3.00×108)(2.0×10−7) = 60 V m−1. Intensity = E0B0/(2μ0) = (60)(2.0×10−7)/(2·4π×10−7) = 1.2×10−5/(2.513×10−6) ≈ 4.8 W m−2. (Equivalently = cε0E02/2 = (3×108)(8.85×10−12)(3600)/2 ≈ 4.8 W m−2.)
  2. Show explicitly that E = E0( + ) ei(kzωt) cannot be a valid vacuum plane wave.
    Solution With k = k, Gauss's law requires k·E = 0. Here k·E0 = k(·(+))E0 = kE0 ≠ 0. The (longitudinal) component violates ∇·E = 0, so it is not an allowed free-space wave. Only the part survives; the part would require a charge density ρ = ε0∇·E ≠ 0.
  3. A wave travels along + with E0 = 3 + 4eŷ (V m−1). Classify its polarization and give the orientation of the line if linear.
    Solution Relative phase δ = π (from e = −1), so E = 3cosψ − 4cosψ ŷ = (3 − 4ŷ)cosψ. Both components share the factor cosψ ⟹ linear polarization along the fixed direction (3, −4). Angle from : θ = arctan(−4/3) = −53.1° (i.e. 53.1° below the x-axis). Amplitude √(3²+4²) = 5 V m−1.
  4. Light of intensity 1.0×103 W m−2 (roughly solar) hits a perfectly absorbing black surface. Using the plane-wave structure, find the peak E-field and the radiation pressure.
    Solution = cε0E02/2 ⟹ E0 = √(2/(cε0)) = √(2·10³/((3×10⁸)(8.85×10−12))) = √(2000/2.655×10−3) = √(7.53×105) ≈ 868 V m−1. Peak B0 = E0/c ≈ 2.9 μT. For full absorption, pressure p = /c = 10³/(3×10⁸) ≈ 3.3×10−6 Pa. (Doubles for a perfect reflector.)
  5. Two vacuum plane waves of equal amplitude E0, both along +, are superposed: one -polarized, one ŷ-polarized with a variable phase lag δ. Sketch the polarization as δ runs 0 → π/2 → π and give the state at each value.
    Solution Total E0 = E0( + eiδŷ), equal amplitudes. δ = 0: E ∥ (+ŷ), linear at +45°. δ = π/2: ax=ay with quarter-wave lag ⟹ circular (one handedness). δ = π: E ∥ (ŷ), linear at −45°. For intermediate δ the state is elliptical, its major axis rotating and its ellipticity peaking (circular) at δ = π/2 — precisely how a quarter-wave plate (δ = π/2) converts 45° linear light into circular light.